Get Legal Help for Investment Fraud Losses in Charlotte, NC: Information and Options

If you have suffered losses due to investment fraud and are not yet ready to contact an attorney, this page is a resource for you. Our goal is to provide information and answer questions based on our experience helping clients who have experienced similar losses. After reviewing this section, you should better understand your legal options. When you are ready, our attorneys are available to discuss your case with you. It is important to note that while investing carries inherent risks, losses can also be caused by the negligent or fraudulent actions of financial advisors, brokers, or the individuals running your investments.

Our business is located in Charlotte, North Carolina, and our attorneys are licensed to practice in the state of North Carolina. We welcome clients from other states and may be able to assist you with your case. Please review our privacy policy and website disclaimer for more information about our practice, services, and client rights. If you have any questions or would like to schedule a free consultation with one of our experienced attorneys, please don't hesitate to call our office or email us. We are here to help you find the legal resources and support to protect your rights and recover your losses.

Charlotte Law Firm Specializes in Securities Fraud Cases: Protect Your Rights and Explore Your Options with Experienced Attorneys

It is common for investors to be aware that investing carries some level of risk. Still, they may need to be made aware that losses can also be caused by the neglect or wrongdoing of their financial advisors, brokers, or those managing the investments the financial advisors recommended to them. Many investors do not realize how common it is for brokerage firms to engage in negligence and fraud within the financial industry. In 2019, FINRA (the Financial Industry Regulatory Authority) banned 348 advisors or brokers from the brokerage industry due to their misconduct and suspended another 415. In total, FINRA received nearly 3,000 complaints from investors that year. If you have experienced securities fraud and want to speak with a legal professional, you can contact a securities law firm like ours. Our attorneys are experienced in handling financial cases and can help you explore your options. We have a team of lawyers with years of experience and a track record of successfully litigating securities fraud cases. Our office is located in Charlotte, North Carolina, but we serve clients throughout the state and beyond. Our website has more information about our services and resources, and you can review our privacy policy to learn how we handle client information. Feel free to give us a call or send us an email to schedule a free consultation and discuss your case. We are happy to help you protect your rights and fight for the compensation you deserve. 

Disclaimer: The information on this site is for general informational purposes only. It is not legal advice and should not be relied upon as such.

Seeking Legal Help for Securities Fraud? Contact Our North Carolina Securities Law Firm for Expert Assistance.

If you are an investor, it is essential to be aware that the financial industry is only sometimes as trustworthy as it may seem. While financial advisors and brokerage firms may advertise themselves as knowledgeable and reliable, this only sometimes means that they act in their client's best interests. In some cases, these firms may engage in negligent or fraudulent behavior that leads to client losses.

Investors may be unaware of this misconduct because it is only sometimes transparent to them. The actions of the firm or advisor may be hidden from the investor, making it difficult for them to realize that something is amiss. Additionally, the financial industry often promotes a sense of trust and confidence, making it harder for investors to suspect that their advisor or firm is engaging in misconduct.

If you suspect that your financial advisor or brokerage firm has engaged in misconduct that has resulted in losses for you, it may be worth contacting a securities law firm like ours. Our attorneys specialize in handling financial cases and are experienced in investment fraud disputes. They can help you understand your rights and options for recourse in cases where losses occur due to the negligent or fraudulent actions of your brokers, advisors, and the firms they represent. Our law firm is based in Charlotte, North Carolina, but we serve clients throughout the state and beyond. Feel free to give us a call or send us an email to schedule a free consultation and discuss your case. We are happy to help you protect your rights and fight for the compensation you deserve.